State securities regulators accuse the brokerage firms of hitting customers with unreasonable fees on small dollar ...

State regulators accused LPL Financial, Edward Jones, Stifel, RBC and TD Ameritrade of charging their clients unreasonably ...

More than a dozen years after being discharged - i.e. fired - by Edward Jones, a financial advisor on Friday won his legal ...

Multi-year NASAA investigation shows the five firms charged customers $19 million across just over a million trades, ...

With more than 53 million Americans providing unpaid care, the financial and emotional pressures of caregiving are ...

The Montana state auditor joined several other state regulatory agencies in investigating five investment firms suspected of ...

Five broker-dealers agreed to repay customers $19 million for fees charged over a five-year period, state regulators said.

Five brokerage firms, including Edward Jones and LPL Financial, have agreed to pay a combined $9.3 million in fines to settle state securities regulators’ allegations that they charged ...

University of Phoenix is pleased to continue its webinar series with Goalsetter, an award-winning financial education platform dedicated to helping individuals and families achieve financial wellness ...

The settlements cover seven states, including Massachusetts, where five companies have agreed to pay restitution to customers ...

Curebound, a philanthropic organization that invests in cancer research with the power to save lives, is committed to raising the funds needed to ensure the significant momentum in cancer research ...