Advisor Ralph Angelo shares why his team joined Commonwealth from Osaic and what he thinks about the planned acquisition of ...

LPL Financial's latest monthly metrics offer positive read throughs. Click here to read more about LPLA stock and why it is a ...

RBC Wealth goes to UBS again to pull over advisors with large AUM tallies; Carson Group buys a firm in Colorado, and Goldman ...

State securities regulators accuse the brokerage firms of hitting customers with unreasonable fees on small dollar ...

State regulators accused LPL Financial, Edward Jones, Stifel, RBC and TD Ameritrade of charging their clients unreasonably ...

However, in its note, Citi Research did not cite a direct competitor making inroads in hiring Commonwealth advisors.

LPL welcomes a Beverly Hills-based practice from Wedbush Securities as RayJay adds a Stifel alum to its employee advisor arm.

LPL Financial (LPLA) was trading lower after Citi Research downgraded the wealth management firm on limited catalysts in the ...

LPL Financial LLC announced today that financial advisor Jeff Runyan has joined LPL Financial’s broker-dealer, Registered Investment Advisor (RIA) and custodial platforms. He reported serving ...

To better compete with well-resourced Wall Street giants for high-net-worth clients, LPL Financial is developing banking and lending capabilities for its advisors to offer clients.

Lido Advisors has expanded its presence in Michigan with the acquisition of a registered investment advisory firm. LPL Financial announced that it has added an advisor practice from Wedbush Securities ...

Five broker-dealers agreed to repay customers $19 million for fees charged over a five-year period, state regulators said.