State securities regulators accuse the brokerage firms of hitting customers with unreasonable fees on small dollar ...

State regulators accused LPL Financial, Edward Jones, Stifel, RBC and TD Ameritrade of charging their clients unreasonably ...

More than a dozen years after being discharged - i.e. fired - by Edward Jones, a financial advisor on Friday won his legal ...

Multi-year NASAA investigation shows the five firms charged customers $19 million across just over a million trades, ...

Five broker-dealers agreed to repay customers $19 million for fees charged over a five-year period, state regulators said.

Overview of Edward Jones CDs Edward Jones is a financial advisory firm and investment company. It offers a wide range of products and services, including certificates of deposit, or CDs.

An ex– Edward Jones financial advisor can finally clear his record of a defamatory Form U5 disclosure from a dozen years ago, a Financial Industry Regulatory Authority arbitrator ruled last week.

Edward Jones has been named to the Fortune 500® list for the 13th consecutive year, ranking No. 260 based on its 2024 revenue of $5.4 billion. The recognition places Edward Jones among the largest U.S ...

Five brokerage firms, including Edward Jones and LPL Financial, have agreed to pay a combined $9.3 million in fines to settle state securities regulators’ allegations that they charged ...